Legal & Disclosures

Please find below hyperlinks to our various legal documents, compliance documents and other various disclosure documents:

Privacy Policy
Customer Relationship Summary
FINRA Brokercheck
Reg BI
BCP Summary
Form CRS Conversation Starters
Disclosure of Payment for Order Flow and Order Routing Information

We are currently registered and able to conduct business in all 50 states, Washington DC, Puerto Rico and the Virgin Islands. We are permitted to conduct business and work with clients only within the states and territories where we are registered.

Check the background of Watchdog Capital, LLC and your investment professional on FINRA’s BrokerCheck

Legal & Disclosures / Customer Relationship Summary / FINRA BrokerCheck

Important Disclosure: Securities and investment banking services offered through Watchdog Capital, LLC, a registered broker-dealer and FINRA/SIPC member.

Watchdog Capital, LLC

35 Hodgdon Way Suite 2222, Portsmouth NH, 03801