From time to time, Watchdog Capital may be able to offer Accredited Investors the opportunity to invest in registered private securities.

To be considered an accredited investor, an individual must satisfy at least one of the following criteria:

  • Earned income that exceeded $200,000 as a single person or $300,000 together with a spouse or spousal equivalent in each of the prior two years, and reasonably expects the same for the current year or
  • Holds in good standing a Series 7, 65 or 82 license or
  • Has a net worth over $1 million, either alone or together with a spouse or spousal equivalent, excluding the value of the person’s primary residence.

An entity like an LLC or trust can be considered an accredited investor if the entity satisfies at least one of the following criteria:

  • Any trust, with total assets in excess of $5 million, not formed specifically to purchase the subject securities, whose purchase is directed by a sophisticated person or
  • An entity with total investments in excess of $5 million, not formed to specifically purchase the subject securities or
  • Any entity in which all of the equity owners are accredited investors.

I am an individual and I am interested in speaking with Watchdog Capital regarding private securities.

I certify that I am an accredited investor and I meet at least one of the following criteria:

□ I have earned income that exceeds $200,000 as a single person or $300,000 together with a spouse or spousal equivalent in each of the prior two years, and I reasonably expect the same for the current year.
□ I hold in good standing a Series 7, 65 or 82 license.
□ I have a net worth over $1 million, either alone or together with a spouse or spousal equivalent, excluding the value of the person’s primary residence.

OR

I represent an entity and I am interested in speaking with Watchdog Capital regarding private securities. I certify that the entity I represent is an accredited investor and the entity meets at least one of the following criteria: 

Criteria

□ A Trust with total assets in excess of $5 million, not formed specifically to purchase the subject securities and directed by a sophisticated person.
□ An entity with total investments in excess of $5 million, not formed to specifically purchase the subject securities.
□ An entity in which all of the equity owners are accredited investors.

We are currently registered and able to conduct business in all 50 states, Washington DC, Puerto Rico and the Virgin Islands. We are permitted to conduct business and work with clients only within the states and territories where we are registered.

Check the background of Watchdog Capital, LLC and your investment professional on FINRA’s BrokerCheck

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Important Disclosure: Securities and investment banking services offered through Watchdog Capital, LLC, a registered broker-dealer and FINRA/SIPC member.

Watchdog Capital, LLC

850 Pacific Street, Suite 1151 / Stamford, CT 06902

Direct 678-679-8635