Legal & Disclosures
Please find below hyperlinks to our various legal documents, compliance documents and other various disclosure documents:
We are currently registered and able to conduct business in all 50 states, Washington DC, Puerto Rico and the Virgin Islands. We are permitted to conduct business and work with clients only within the states and territories where we are registered.
Check the background of Watchdog Capital, LLC and your investment professional on FINRA’s BrokerCheck
Legal & Disclosures / Customer Relationship Summary / FINRA BrokerCheck
Important Disclosure: Securities and investment banking services offered through Watchdog Capital, LLC, a registered broker-dealer and FINRA/SIPC member.
Watchdog Capital, LLC
6250 Shiloh Rd., Ste 30 / Alpharetta, GA 30005